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"TRUST is the Immutable Competitive Advantage"

TRUST

Sarbanes-Oxley Compliance

  • Complaint Notification System - Section 301
  • Entity Level Controls Assessment - Section 404
  • Corporate Code of Ethics - Section 406
  • Whistleblower Protection - Section 806

Human Capital Executives and PEOs are accountable to document evidence of effectiveness in employment practices which create the control environment (corporate culture) and the corporate "Tone-at-the-Top".

TL&G supports compliance by providing:
  • Compliance Assessments
  • Documentation and Reporting
  • Policy Development
  • Policy Communication Strategy
  • Training for Managers, Employees, Vendors
  • Independent Investigations Into Alleged Violations

Corporate Governance Assessment

Whether private sector or non-profit, the new standard for corporate governance has been changed by the Sarbanes-Oxley Act. Voluntary compliance is expected by lenders, venture capitalists and acquiring organizations to demonstrate transparency and effectiveness in governance. TL&G helps private and non-profit organizations improve their governance through:

  • Governance Assessment
  • Gap Analysis and Recommendation
  • Leadership Commitment and Alignment
  • Plan and Process for Implementation
  • Trusted Advisors and Coaches to the Process
  • Neutral Monitoring & Reporting
  • Implementation & Plan of Record

Governance Assessment Tools

Our on-line assessment tools comply with the provisions of the COSO Integrated Framework for Internal Controls and were developed by Human Synergistics International. They are validated, reliable instruments and all - with the exception of the newly developed CEA - have been used successfully over thirty years by the Big-5 consulting firms to improve performance and corporate culture.

  • Corporate Ethics Audit (CEA)
  • Organization Culture Inventory (OCI)
  • Organization Effectiveness Inventory (OEI)
  • Organization Culture and Effectiveness Inventory

Policies alone will not ensure compliance nor restore investor trust - consistent behavior will. Our consultation and training services help your leaders, employees and vendors to understand their individual responsibility and accountability for Sarbanes-Oxley compliance, effective governance, and restoring investor trust.

Human Capital Consultation

TL&G provides human capital consultation to mid-sized and small business, Professional Employer Organizations (PEOs), CPAs, Legal and Financial Advisors.

  • Human Resource System Audits
  • Human Resource Team Skills Development
  • Train-The-Trainer Programs
  • Policy and Procedures Development
  • Employee Handbooks
  • Communication Strategy
  • Management and Supervisory Development
  • Employee Relations
  • Employment Policy Assessment and Alignment
  • Performance Management
  • Employment Law Compliance

  "Trust is a firm reliance on the integrity, ability, or character of a person or thing"
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